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" Ethical issues for today's firm : "


Document Type : BL
Record Number : 1018415
Doc. No : b772785
Main Entry : In the Best Interests of Our Clients(2000 :, Philadelphia, Pa.)
Title & Author : Ethical issues for today's firm : : proceedings of the AIMR seminar "In the Best Interests of Our Clients", December 7-8, 1999, Philadelphia, Pa. /\ Theodore R. Aronson [and others].
Publication Statement : [Charlottesville, Va.] :: Association for Investment Management and Research,, [©2000]
Series Statement : AIMR conference proceedings,; 2001, no. 4
Page. NO : vi, 70 pages :: illustrations ;; 28 cm.
ISBN : 0935015507
: : 9780935015508
Notes : "July 2000"--Title page verso.
Bibliographies/Indexes : Includes bibliographical references (page 70).
Contents : Foreword / Katrina F. Sherrerd -- Biographies -- Overview: ethical issues for today's firm -- Professional responsibilities, ethics, and the law / Marianne M. Jennings -- You get the clients you deserve / Jason Zweig -- Drawing the line in a gray area / James W. Ware -- Corporate conduct and professional integrity: a survey / Andrew E. Nolan -- Measuring, controlling, and allocating trading costs / Wayne H. Wagner -- Attracting, motivating, and retaining professionals / Thomas J. Dillman -- Managing firm risk / Bluford H. Putnam -- Competitive challenges in the investment management industry / Charles B. Burkhart, Jr.
Subject : Business ethics, Congresses.
Subject : Investment advisors-- Professional ethics, Congresses.
Subject : Business ethics.
Subject : Investment advisors-- Professional ethics.
Dewey Classification : ‭174.4‬
LC Classification : ‭HF5387‬‭.I5 2000‬
Added Entry : Aronson, Theodore R.
Added Entry : Association for Investment Management and Research.
Parallel Title : Continuing education
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