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" Ethical issues for today's firm : "
Theodore R. Aronson [and others].
Document Type
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BL
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Record Number
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1018415
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Doc. No
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b772785
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Main Entry
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In the Best Interests of Our Clients(2000 :, Philadelphia, Pa.)
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Title & Author
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Ethical issues for today's firm : : proceedings of the AIMR seminar "In the Best Interests of Our Clients", December 7-8, 1999, Philadelphia, Pa. /\ Theodore R. Aronson [and others].
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Publication Statement
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[Charlottesville, Va.] :: Association for Investment Management and Research,, [©2000]
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Series Statement
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AIMR conference proceedings,; 2001, no. 4
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Page. NO
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vi, 70 pages :: illustrations ;; 28 cm.
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ISBN
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0935015507
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: 9780935015508
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Notes
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"July 2000"--Title page verso.
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Bibliographies/Indexes
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Includes bibliographical references (page 70).
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Contents
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Foreword / Katrina F. Sherrerd -- Biographies -- Overview: ethical issues for today's firm -- Professional responsibilities, ethics, and the law / Marianne M. Jennings -- You get the clients you deserve / Jason Zweig -- Drawing the line in a gray area / James W. Ware -- Corporate conduct and professional integrity: a survey / Andrew E. Nolan -- Measuring, controlling, and allocating trading costs / Wayne H. Wagner -- Attracting, motivating, and retaining professionals / Thomas J. Dillman -- Managing firm risk / Bluford H. Putnam -- Competitive challenges in the investment management industry / Charles B. Burkhart, Jr.
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Subject
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Business ethics, Congresses.
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Subject
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Investment advisors-- Professional ethics, Congresses.
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Subject
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Business ethics.
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Subject
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Investment advisors-- Professional ethics.
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Dewey Classification
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174.4
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LC Classification
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HF5387.I5 2000
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Added Entry
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Aronson, Theodore R.
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Added Entry
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Association for Investment Management and Research.
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Parallel Title
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Continuing education
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