|
" Comparing European and U.S. securities regulations : "
Tanja Boskovic, Caroline Cerruti, Michel Noel.
| Document Type
|
:
|
BL
|
| Record Number
|
:
|
1042292
|
| Doc. No
|
:
|
b796662
|
| Main Entry
|
:
|
Bošković, Tanja.
|
| Title & Author
|
:
|
Comparing European and U.S. securities regulations : : MiFID versus corresponding U.S. regulations /\ Tanja Boskovic, Caroline Cerruti, Michel Noel.
|
| Publication Statement
|
:
|
Washington, D.C. :: World Bank,, ©2010.
|
| Series Statement
|
:
|
World Bank working paper,; no. 184
|
| Page. NO
|
:
|
1 online resource (viii, 173 pages).
|
| ISBN
|
:
|
0821382535
|
|
|
:
|
: 0821382543
|
|
|
:
|
: 128246132X
|
|
|
:
|
: 6612461322
|
|
|
:
|
: 9780821382530
|
|
|
:
|
: 9780821382547
|
|
|
:
|
: 9781282461321
|
|
|
:
|
: 9786612461323
|
|
|
:
|
9780821382530
|
| Bibliographies/Indexes
|
:
|
Includes bibliographical references (pages 172-173).
|
| Contents
|
:
|
Regulatory framework and oversight -- Scope of the securities regualtions -- Objectives of the securities regulations in Europe and the United States -- Implementation of the different objectives -- Post-financial crisis lessons -- Conclusion and areas for future research.
|
| Abstract
|
:
|
The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessons.
|
| Subject
|
:
|
European Parliament., Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments.
|
|
|
:
|
European Parliament., Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments.
|
|
|
:
|
Europäische Union.
|
| Subject
|
:
|
Securities-- European Union countries.
|
| Subject
|
:
|
Securities-- United States.
|
| Subject
|
:
|
LAW-- Securities.
|
| Subject
|
:
|
Regulierung.
|
| Subject
|
:
|
Securities.
|
| Subject
|
:
|
Wertpapiermarkt.
|
| Subject
|
:
|
Wertpapierrecht.
|
| Subject
|
:
|
Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments (European Parliament)
|
| Subject
|
:
|
European Union countries.
|
| Subject
|
:
|
United States.
|
| Subject
|
:
|
USA.
|
| Dewey Classification
|
:
|
346/.092
|
| LC Classification
|
:
|
K1114.B67 2010
|
| Added Entry
|
:
|
Cerruti, Caroline.
|
|
|
:
|
Noël, Michel,1954-
|
| Added Entry
|
:
|
World Bank.
|
| |