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" Securities regulation / "
Alan R. Palmiter (Howard L. Oleck Professor of Business Law, Wake Forest University).
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BL
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| Record Number
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849741
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| Main Entry
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Palmiter, Alan R.
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| Title & Author
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Securities regulation /\ Alan R. Palmiter (Howard L. Oleck Professor of Business Law, Wake Forest University).
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| Edition Statement
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Seventh edition.
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| Publication Statement
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New York :: Wolters Kluwer,, [2017]
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, ©2017
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| Series Statement
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Examples & explanations
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| Page. NO
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xxv, 666 pages ;; 26 cm
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| ISBN
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1454881305
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: 9781454881308
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| Notes
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Includes index.
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| Bibliographies/Indexes
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Includes bibliographical references and index.
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| Contents
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Introduction to securities markets and regulation -- Definition of security -- Materiality -- Registration of securities offerings -- Exemptions from Securities Act registration -- Securities Act liability -- Secondary and other postoffering distributions -- Securities Exchange Act of 1934 -- Rule 10b-5 -- Insider trading -- Regulation of securities industry -- Public enforcement -- U.S. regulation of cross-border securities transactions.
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| Subject
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Securities-- United States.
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Securities.
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United States.
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| Dewey Classification
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346.73/0922
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| LC Classification
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KF1440.P25 2017
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