| Document Type
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BL
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| Record Number
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982302
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| Doc. No
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b736672
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| Main Entry
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Simmons, Michael.
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| Title & Author
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Securities operations : : a guide to trade and position management /\ Michael Simmons.
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| Publication Statement
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Chichester, West Sussex, England ;New York, NY :: J. Wiley,, ©2002.
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| Series Statement
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Wiley finance series
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| Page. NO
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1 online resource (xix, 464 pages) :: illustrations.
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| ISBN
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0470857153
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: 1280270705
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: 9780470857151
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: 9781280270703
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0471497584
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9780471497585
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| Bibliographies/Indexes
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Includes bibliographical references and index.
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| Contents
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10 The Trade Lifecycle and Straight Through Processing 11 Trade Execution and Capture 12 Trade Enrichment 13 Trade Validation 14 Trade Agreement 15 Transaction Reporting 16 Settlement Instructions.
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17 The Role of the Custodian 18 Pre-Value Date Settlement Instruction Statuses 19 Settlement Failure 20 Trade Settlement 21 Reflecting Trade Settlement Internally.
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22 Position and Trade Related Operations 23 Funding 24 Securities Lending and Borrowing 25 Safe Custody 26 Corporate Actions 27 Reconciliation 28 Accounting 29 Objectives and Initiatives.
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4 Structure of a Securities Trading Organisation 5 Transaction Types 6 Security Forms 7 Security Types 8 Trade Cash Value Calculation 9 Static Data.
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Securities Operations Contents Foreword Introduction Acknowledgements 1 Essential Trading and Settlement Concepts 2 The Securities Marketplace 3 Bringing Securities to the Marketplace.
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| Abstract
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The operational activities that follow a trade are an important and essential part of the securities industry's business. Written by an author with many years experience within this sector, Securities Operations: A Guide to Trade Position Management sets out to demystify the subject and provides a thorough, step-by-step introduction to securities operations.
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| Subject
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Securities industry.
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| Subject
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BUSINESS ECONOMICS-- Investments Securities-- General.
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| Subject
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Securities industry.
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| Dewey Classification
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332.63/2/068
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| LC Classification
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HG4521.S574 2002eb
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